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RegData - FCA
- https://www.fca.org.uk/firms/regdata
- Sep 13, 2021 · Log in to RegData Using RegData You can use the RegData system to: submit regulatory data view a tailored schedule of your reporting requirements view all your submissions in one place print data items RegData is built with more flexible technology so we can fix issues faster and continue to improve the user experience.
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RegData User Guide - FCA
- https://www.fca.org.uk/publication/systems-information/regdata-user-guide-logging-in.pdf
- This user guide explains how to log into RegData. 1. Navigating to RegData via the FCA website Go to fca.org.ukand click on the RegData icon: On the RegData landing page, you’ll find helpful information and guidance before you log in. September 2020 Page 2of 3 Scroll down and click on Login to RegData. You’ll see the RegData notice board.
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Search results | FCA
- https://www.fca.org.uk/search-results?search_term=regdata%20login&start=1
- May 04, 2016 · Showing 1 to 11 of 175 search results for regdata login. RegData RegData is our new data collection platform for gathering regulatory data from firms. It replaces our Gabriel system, and makes it easier for firms to submit their data. ... FCA explains RegData: Logging in Last modified: 23/09/2020.
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RegData User Guide - FCA
- https://www.fca.org.uk/publication/systems-information/regdata-user-guide-adding-user.pdf
- September 2020 Page 1 of 4. RegData user guide . Adding a user. This user guide explains how to: • add a user within RegData • copy a user’s permissions . 1. Adding a user As a firm’s Principal User or Firm Administrator, you can add a user. After logging in, hover over Firm & User Administration, then hover over
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RegData unavailable | FCA
- https://regdata.fca.org.uk/
- Oct 16, 2020 · Normal operating hours Monday to Friday: 7am to 10pm Saturday to Sunday: 8am to 5pm During our maintenance weekends, RegData is usually unavailable from 10pm on Friday until 7am Monday. Prior to a maintenance weekend, we will let you know by publishing the dates and times on the RegData homepage.
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RegData user guide - FCA
- https://www.fca.org.uk/publication/systems-information/regdata-user-guide-resetting-forgotten-password-passcode.pdf
- 1. Navigating to RegData via the FCA website Go to fca.org.uk and click on the RegData icon. September 2020 Page 2 of 4. On the . RegData page, scroll down and click on login to RegData. 2. Resetting your password In the top left, click on proceed to login: Click on Forgot Password:
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Firms Login
- https://connect.fca.org.uk/firms/aupo_sitelogin
- As part of the FCA's commitment to data protection, our continuous improvement programme is currently implementing some security upgrades for our Connect Users. Over the next 6 months you may be requested to create a PIN as part of your login process. When prompted please follow the onscreen instructions.
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RegData User Guide - FCA
- https://www.fca.org.uk/publication/systems-information/regdata-user-guide-uploading-xml-file.pdf
- September 2020 Page 1 of 5. RegData user guide . Uploading an XML file . There are multiple methods for completing your return. This guide will focus on uploading an XML file online. This guide explains how to: • navigate to where you upload the XML • upload the XML • confirm successful upload 1. Navigating to upload XML data
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Connect Login
- https://connect.fca.org.uk/portal/s/
- As part of the FCA's commitment to data protection, our continuous improvement programme is currently implementing some security upgrades for our Connect Users. Over the next 6 months you may be requested to create a PIN as part of your login process. When prompted please follow the onscreen instructions.
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Connect Firm Registration - Firms Login
- https://connect.fca.org.uk/firms/shpo_registerpage1
- Connect Firm Registration. Please wait... You hold a Controlled Function (CF) 1,3-11,28,29 or a Senior Management Function (SMF) 1-8,16,17,18,19,21,22,24,27,29. You do not hold one of the CFs, SMFs or SIMFs listed above but have a record of the Registration Key from your application for authorisation.
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How to register for RegData | FCA
- https://www.fca.org.uk/firms/regdata/how-register
- May 06, 2021 · Accessing RegData We are simplifying the way you access FCA systems. As a result, you will use the same login credentials for RegData and Connect.Connect is the system to submit applications and notifications to the FCA.
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RegData user guide - FCA
- https://www.fca.org.uk/publication/systems-information/regdata-user-guide-validating-your-data.pdf
- September 2020 Page 1 of 4. RegData user guide . Validating your data . This user guide explains how to validate your data. Once you have completed your data item, you need to validate your data against rules within RegData. You can do this in 2 ways: 1) within your data item, or . 2) from your schedule
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Login | Firms
- https://connect.fca.org.uk/firms/login
- Firms Customer Secure Login Page. Login to your Firms Customer Account.
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SUP 16.27 General insurance value measures reporting - FCA ...
- https://www.handbook.fca.org.uk/handbook/SUP/16/27.html
- SUP 16.27.15 R 01/07/2021. 1. A value measures report will not be considered as submitted to the FCA unless all the mandatory reporting fields set out in SUP 16 Annex 48AR have been completed correctly and the report has been accepted by the relevant FCA reporting system. SUP 16.27.16 G 01/07/2021.
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MIFIDPRU 2.1 Application and purpose - FCA Handbook
- https://www.handbook.fca.org.uk/handbook/MIFIDPRU/2/?date=2022-01-04&view=chapter
- (1) 1This rule applies where a relevant financial undertaking forms part of an investment firm group because it is a connected undertaking due to a participation in accordance with MIFIDPRU 2.4.15R. (2) For the purposes of determining the consolidated situation under MIFIDPRU 2.5.7R and MIFIDPRU 2.5.11R, a UK parent entity ("A") may apply proportional consolidation in relation to the ...
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PROD 3.1 General - FCA Handbook
- https://www.handbook.fca.org.uk/handbook/PROD/3/1.html
- PROD 3.1.2 R 03/01/2018. (1) A firm must, when manufacturing financial instruments or deciding on the range of financial instruments and investment services it intends to distribute to clients, comply, in a way that is appropriate and proportionate, with the requirements set out in this chapter. (2)
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DISP 1 Annex 1AB Claims management ... - FCA Handbook
- https://www.handbook.fca.org.uk/handbook/DISP/1/Annex1AB.html
- Redress paid, in integers (27 to 30): for example, figures for redress paid should be to the nearest pound not to the nearest thousand pounds. Include all amounts in excess of the claims management fee cap, whether a refund of fees paid or a waiver of excess fees. 22. Complaints closed within 3 days. 23.
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PDF AIFMD new fund under management notification - FCA Handbook
- https://www.handbook.fca.org.uk/form/sup/sup15_annex6a_20140827.pdf
- 1 Firm details FCA New Fund Notification Release 2.0 June 2014 page 2 Filling in the form 1. If you are using your computer to complete the form: use the TAB key to move from question to question and press SHIFT TAB to move back to the
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MiFID II
- https://regdata.fenicsmd.com/login
- 1.Our OBLIGATIONS. 1.1.We will allow You to access and use the Website for the sole purpose of accessing and using the Services for Your own personal use and/or such other purposes as may be expressly authorised by Us from time to time in writing ("Purpose";). 1.2. We reserve the right to change these Terms from time to time.
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MyRegData Report | Complete all sections of your RegData ...
- https://myregdata.co.uk/
- Pricing. RRP £565 per year or £56.50 per month (inc VAT) For more information, call 0161 413 5070 or email [email protected]. We will ensure that our products and services meet our customer's expectations, our own high standards and comply with all relevant regulations.
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Firms FCA CONNECT - New User Registration Page
- https://connect.fca.org.uk/aupo_customsiteregisterpage
- FCA CONNECT - New User Registration Page User Detail : Required fields are prefixed with a red line. Title. First Names. Last Name. Job Title. Email Address. Your email address will be your username. Please enter an individual address rather than a group or consolidated email address. Confirm Email Address. The contact information of your firm ...
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Schema error when trying to upload xml file to RegData (FCA)
- https://stackoverflow.com/questions/68604031/schema-error-when-trying-to-upload-xml-file-to-regdata-fca
- I know nothing about xml files or coding, so please do bear with me! I am trying to upload an xml file to the FCA regdata website for Fund Data. in the xml files they supply as examples, they have ...
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FEES 1 - FCA Handbook
- https://www.handbook.fca.org.uk/handbook/FEES/1/?view=chapter
- 15 FEES App 1 Annex 1A 38 applies to all persons required to pay a fee or any other amount to the FCA under the Unauthorised Mutuals Registration Fees Rules, as made by the Fees (Unauthorised Mutual Societies Registration) Instrument 2002 (FSA 2002/4) and amended from time to time. FEES App 1 Annex 5 applies to all persons required to pay a fee for inspecting any document or documents on the ...
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New FCA data collection platform RegData replaces GABRIEL ...
- https://www.thistleinitiatives.co.uk/blog/new-fca-data-collection-platform-regdata-replaces-gabriel/
- RegData is the new FCA collection platform for gathering regulatory data from firms. It replaces the GABRIEL system and is intended to make it easier for firms to submit their data. All firms that currently provide regular regulatory submissions using GABRIEL will need to use RegData. The first tranche of firms will be moved to RegData over the ...
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master-feeder agreement - FCA Handbook
- https://www.handbook.fca.org.uk/handbook/glossary/G2874.html
- master-feeder agreement. 75. (in COLL) a written agreement between the management company of a master UCITS and the management company of a feeder UCITS in accordance with COLL 11.3.2 R (1) (Master-feeder agreement and internal conduct of business rules).
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FCA begins cutover to new data collection platform RegData
- https://www.finextra.com/pressarticle/85214/fca-begins-cutover-to-new-data-collection-platform-regdata
- RegData will replace Gabriel as the FCA's data collection platform. RegData is informed by user feedback, is faster, easier to use and built with flexible technology, making it possible to fix ...
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